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CMFAS RES 5 Financial Advisory｜Complete Exam Prep Guide
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1006 題 8/8/2026
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Free CMFAS RES 5 practice with full explanations. Covers the Financial Advisers Act, MAS Notices, AM…
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免費體驗 20 題An insurer must treat a redemption request as received on day T if it is submitted with all required documents and information by the close of dealing as stated in the product summary. For investment-linked policy sub-funds that invest all assets in another collective scheme, the redemption proceeds must be paid out within a specific time-period. What is that time-period?
What is the minimum initial subscription amount required per participant for a single hedge fund?
What is the minimum coverage amount required for a standalone non-hybrid professional indemnity insurance policy that an applicant for a financial adviser’s licence must have in force?
When a fund manager of a Collective Investment Scheme (CIS) or Unit Trust discovers an error in the calculation of the Net Asset Value (NAV) per unit, which parties must be notified as soon as reasonably possible?
Which arrangement calculates the performance fee of a collective investment scheme as a percentage of the net asset value of its base fee?
A 55-year-old member currently has a Retirement Account (RA) balance equal to the Basic Retirement Sum (BRS). If she wishes to reach the Full Retirement Sum (FRS), what multiple of the BRS must she have in total, or in other words, how much more must be added?
FAA-N20 is the notice on requirements for the remuneration framework (balanced scorecard framework) and independent sales audit unit. A representative receives a certain grade under the balanced scorecard framework for two consecutive calendar quarters immediately before the measurement quarter. Which grade would NOT classify the representative as a 'selected representative' of the financial adviser?
A financial adviser is required to establish a reference point for reporting transactions suspected of being linked to money laundering or terrorism financing. Which of the following statements regarding this reference point is correct?
Alex, a representative of an exempt financial adviser, must comply with a non-sales key performance indicator (KPI) on standards of professionalism and ethical conduct under the balanced scorecard and independent sales audit unit framework. Which KPI corresponds to these standards?
In an investment-linked policy, what is the price used by the insurer to buy units for the policyholder called?
Under the balanced scorecard and ISA Unit regime, which individual is a member of the independent sales audit unit (ISA Unit) of a financial adviser (FA)?
Why may the independent sales audit unit conduct follow-up rounds after an initial post-transaction check identifies weaknesses?
An insurer should treat a redemption request as received on day T if it is submitted with all required documents and information by the close of dealing as stated in the product summary. For bond and money market investment-linked policy sub-funds, the redemption proceeds must be paid out within a specific time-period. What is that time-period?
Under the Balanced Scorecard Framework (Notice FAA-N20), a Category 1 infraction classified by the ISA Unit relates to the quality of financial advisory services provided by the representative to the client. This infraction:
How many non-sales key performance indicators (KPIs) are included in the balanced scorecard and independent sales audit unit framework?
A Collective Investment Scheme has a Net Asset Value (NAV) of S$200 million and 50 million units in issue. What is the price per unit?
If more than 10% of a collective investment scheme's net asset value is sub-managed abroad, the manager (together with its related corporations) must already be managing at least a certain minimum amount of discretionary funds in Singapore. What is that minimum amount?
What is the correct period over which a performance fee should accrue and the frequency of crystallization for a collective investment scheme?
Under Section 22(9) of the FAA, what is the maximum fine for a principal who allows an individual who does not qualify as a representative to carry on business in any type of financial advisory service?
Which safeguard best preserves the independence of an ISA unit?
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根據本題庫其中 1006 條有足夠作答樣本嘅題目、累計 297,273 次真實作答統計，以下選項最多考生揀錯——溫習時特別留神。
1
Under MAS Notice FAA-N06, a beneficial owner is defined as:
最多人誤揀：a person whose name an account is opened or intended to be o…
77% 作答者揀咗呢個錯誤選項 · 此題累計 448 次作答
2
What is the minimum period under review for an audit of an ILP sub-fund using the second m…
最多人誤揀：6 months
77% 作答者揀咗呢個錯誤選項 · 此題累計 448 次作答
3
Which of the following statements about a structured deposit is correct?
最多人誤揀：It is a high-risk, high-reward investment
77% 作答者揀咗呢個錯誤選項 · 此題累計 447 次作答
4
Under the balanced scorecard framework, which of the following may be disregarded as an in…
最多人誤揀：Rachel recommended a product that met the client’s objective…
77% 作答者揀咗呢個錯誤選項 · 此題累計 447 次作答
5
Why are off-branch roadshows for structured deposits subject to specific controls?
最多人誤揀：Roadshows guarantee a positive return.
77% 作答者揀咗呢個錯誤選項 · 此題累計 445 次作答
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